We have updated the DYA process to provide greater flexibility for advisers.
Key Changes
- Experienced Adviser Approval: Any adviser who is considered experienced will now be eligible for DYA approval.
- Tenure-Based Eligibility: Advisers who have been with the network for more than two years may also be eligible, but this will be dependant on a review by compliance.
- No Automatic Approval: DYA approval is not granted automatically. Advisers must request it.
Training Requirement – Mandatory Before Applying
Before you can be granted DYA approval, you must complete the Do Your Own DIPs and Applications course on the LMS.
Once completed, email Compliance to confirm completion and request your OMS permissions be updated.
Request Process
- Complete the Do Your Own DIPs and Applications LMS course.
- Email Compliance to request DYA approval.
- Compliance will review your eligibility and, if approved, update your OMS permissions.
Case Management Option Still Available
Even if you qualify for DYA, the Case Management Team remains available for any adviser who prefers to have a large percentage of their work handled by the team.
Benefits remain for just £99 per case – including reduced admin workload, support with lender requirements, and quicker case progression.
Action Required
If you meet the above criteria, complete the LMS course, and wish to manage your own DIPs and applications, please email Compliance to request DYA approval.
For more information please review the Experienced Adviser DYA Process in the Operations Manual.
Any questions or queries, contact the Compliance Team
Call : 01708 676110