Whilst using the Case Management team to submit your cases works great for most advisers, there are occasions where firms may want to take on

Anytime an Appointed Representative (AR) joins Connect, they are given an FCA number, whether they conduct regulated activity or not. There are many advantages to

As the sun shines longer and the summer months wind down, the real estate market typically sees a surge in mortgage applications. Many prospective homeowners

The Financial Conduct Authority (FCA) expects principal firms to exercise effective oversight and supervision of their appointed representatives (ARs) to ensure compliance with regulatory requirements

The Etridge Protocol and Key Legal Developments In the mortgage and equity release market, particularly where one party provides security for another’s borrowing, legal safeguards

We have updated the DYA process to provide greater flexibility for advisers. Key Changes Experienced Adviser Approval: Any adviser who is considered experienced will now be eligible for DYA approval.